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AI and the internal audit process
By:Ken Petersen
AI technology can drive audit productivity and efficiencies. Although best practices are still emerging, there are advantages and disadvantages to using GenAI across each stage of the audit lifecycle.
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ArticleComplianceสิงหาคม 15, 2567The organizational risks of social mediaBy:Dana Lawrence, CIA, CRMA, CFSA, CAMS, CRVPM, CCAInternal Audit is uniquely positioned to take the lead with a comprehensive understanding of risk management programs that effectively governs social media and its reputational impacts on organizations.
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ArticleComplianceมิถุนายน 05, 2567AI, cybersecurity, and the need for appropriate governanceBy:Mark Maraccini Mike Del GuidiceThe value of AI is clear, but organizations face newly emerging risks. Internal auditors can become a valuable partner in ensuring AI governance meets all security, compliance, and quality standards.
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ArticleComplianceพฤษภาคม 23, 2567Global perspectives and insights: Innovation and technologyBy:Jim Pelletier, CIA, CGAPDennis Wong, CIA, CFSANisha Nair, CIA, FCCA, UAECA, CFE, ACMA, CGMATechnology has become the unquestioned driver for change and business innovation. This three-part series, created in partnership with the IIA, focuses on internal audit's role in tech assurance, adoption, and internal audit's tech talent challenge.
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ArticleComplianceพฤษภาคม 16, 2567Digital assets: Understanding the fundamentals and how to support appropriate governance in areas of emerging technologyBy:Dana Lawrence, CIA, CRMA, CFSA, CAMS, CRVPM, CCALearn how to proactively identify and understand the various types of digital assets and how to safeguard against potential threats.
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ArticleComplianceเมษายน 29, 256710 tips to impactful internal Audit Committee reportingBy:Jonathan ChapmanClear, relevant, and frequent communication between internal audit, the Audit Committee, and the Board is critical to driving organizational transformation, and
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ArticleComplianceเมษายน 26, 2567Innovation and technology part 3: Internal audit’s tech talent challengeBy:Jim Pelletier, CIA, CGAPDennis Wong, CIA, CFSANisha Nair, CIA, FCCA, UAECA, CFE, ACMA, CGMAInternal audit can and should be technology’s biggest advocate in the organization. It is the change-bearer, the partner, the bringer of good news.
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ArticleComplianceเมษายน 26, 2567Innovation and technology part 2: Staying on top of the organization's technology adoptionBy:Jim Pelletier, CIA, CGAPDennis Wong, CIA, CFSAWhile adopting new technologies can bring risk, it’s also important to remember the dangers of failing to stay up to date on new tools.
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ArticleComplianceเมษายน 10, 2567Innovation and technology part 1: Internal audit's role in technology assuranceBy:Jim Pelletier, CIA, CGAPHelp ensure that the organization’s overall approach to technology risk and the audit plan adequately address potential technology risks.
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ArticleComplianceเมษายน 02, 2567The four stages of implementing an integrated approach to assurance provisionBy:Jonathan ChapmanThere is no single way to determine the optimum level of integrated assurance. The four stages outlined in this report provide a framework to use in exploring the right approach for your organization.
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ArticleComplianceมีนาคม 14, 2567Economic uncertainty: How internal audit can adapt to the shifting risk landscapeBy:Kevin GouldFrom supply and demand to rising inflation and interest rates, impactful events create disruptions in the economy. Understanding how this impacts an organization’s risk profile is important.
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ArticleComplianceESGมีนาคม 07, 2567The ABCs of ESG and the impact of internal auditBy:Kevin GouldCollaborating with second-line assurance functions, internal audit can help organizations achieve a more complete picture of ESG risks and controls for effective decision-making and reporting.
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ArticleComplianceกุมภาพันธ์ 20, 2567Establishing a risk-audit relationship: What internal auditors should knowBy:John J. HallDownload this report to bring precision and clarity to what you need to know to strike a balance between ‘models’ and ‘mindsets’ and achieve more effective audit-based risk assessment and management.
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ArticleComplianceมกราคม 24, 2567Extend your contribution with high performance auditBy:Jonathan ChapmanIs it your goal to become part of a high performing internal audit team? Download this report to learn about the four characteristics that, when combined, deliver leading internal audit performance.
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ArticleComplianceมกราคม 10, 2567Fraud: Learning from the past, acting for the futureBy:John J. HallStrong internal controls are the foundation for fraud prevention. Internal auditors are uniquely positioned to identify the action lessons from past case failures as part of their value-added efforts.
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ArticleComplianceธันวาคม 13, 2566Understanding cybersecurity: An overview to help protect your organizationBy:Cole SchenckThe cyber-threat landscape is evolving. Data analytics can be a proactive approach to cybersecurity using data collection, aggregation, and analysis to protect the well-being of your organization.
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ArticleComplianceธันวาคม 07, 2566Adopting a precautionary approach to AI implementationBy:Deep NandaInternal auditors should maintain a critical mindset in assessing the risks and ethical implications of AI’s growing footprint, rather than the novelty of the latest technology.
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ArticleComplianceพฤศจิกายน 08, 2566Internal controls: An analysis of the how, the why, and the whatBy:John J. HallBusiness best practices, regulations, and standards all require organizations to build and document sound internal controls. Download this report to learn from internal control examples.
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ArticleComplianceตุลาคม 25, 2566Five-step root cause audit planning analysis, using data analyticsBy:Ken PetersenData analytics play a pivotal role in guiding audits and helping to uncover insights. Download this report to learn how the technique of root cause analysis can help internal auditors unravel the narrative behind the numbers.
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ArticleComplianceตุลาคม 17, 2566Cybersecurity and the role of the NIST Cybersecurity Framework (CSF)By:Mike Del GuidiceKiel MurrayThe consequences of cyberattacks are increasingly severe and more complex. A cybersecurity framework prioritizes a flexible, repeatable, and cost-effective approach to cybersecurity preparedness, promoting the protection of your organization.
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ArticleComplianceESGตุลาคม 04, 2566Auditing organizational culture: A challenge worth takingBy:Jonathan ChapmanSuccessful auditing of culture requires a holistic approach across the internal audit function covering the development of internal auditor skills, adjustment to audit methodology, and buy-in from the business.
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ArticleESGComplianceกันยายน 20, 2566ESG and the growing opportunity for Internal AuditBy:Jim Pelletier, CIA, CGAPInternal auditors will have a pivotal role to play as mandatory ESG reporting gains momentum and organizations face increasing pressure on the reliability of their non-financial reporting.
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ArticleComplianceกันยายน 14, 2566Data visualization that increases stakeholder engagementBy:Kadie WeyerUsing data visualization when presenting your audit findings can improve the effectiveness and efficiency of your audit report.
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ArticleComplianceสิงหาคม 02, 2566Audit suggestions that influence management actionBy:John J. HallLearn more about what auditors can do to identify issues, provide solutions, and influence management where action is needed.
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ArticleComplianceกรกฎาคม 26, 2566Identifying and managing strategic public sector risksBy:Mark MaracciniLearn more about the fast-changing landscape of the public sector and how government agencies are mitigating risk efficiently and effectively.
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ArticleComplianceมิถุนายน 15, 2566Business risk identification, assessment, and management: An act in 3 partsBy:John J. HallDownload this report to better understand the measures every auditor can take to help mitigate the impact of organizational risk.
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ArticleComplianceFinanceTax & Accountingอัปเดตแล้วกันยายน 08, 2566An integrated approach to improving your audit efficiency: Delivering value to the organizationBy:Jonathan ChapmanAchieving greater audit efficiency should be a constant ambition for every internal audit team. Learn about an effective framework to improve audit efficiency.
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ArticleESGComplianceอัปเดตแล้วกันยายน 08, 2566The ultimate buyer’s guide to audit management softwareBy:TeamMateDiscover how to select the right audit management software for your business with our most popular download: The ultimate buyer's guide to audit management software.
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ArticleESGComplianceพฤษภาคม 19, 2566Buyer’s guide: Readiness questionnaireBy:TeamMateThis guide is intended to help audit departments prepare for audit management software vendor discussions and is a supplement to the buyer’s guide.
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ArticleESGComplianceพฤษภาคม 09, 2566The ESG landscape and the challenges facing Internal AuditBy:Jim Pelletier, CIA, CGAPMichelle HurleyDownload this report to better understand how the skills of an internal auditor can be leveraged to support an organization’s ESG strategy.
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ArticleComplianceพฤษภาคม 03, 2566UK SOX: Once in a generation audit reformBy:Amin El MoutaouakilDownload this report to better understand how UK SOX is a regulatory framework designed to increase transparency, accountability, and investor trust in UK public companies.
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ArticleComplianceESGเมษายน 25, 2566ESG, public sector, and the role of Internal AuditBy:Mark MaracciniThis report considers the role of internal audit and how it can help public sector organizations move forward responsibly with their ESG implementation.
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ArticleComplianceเมษายน 11, 2566The building blocks of adopting agile auditBy:Sio NaidooThis report explores how agile audit is the catalyst for achieving audit modernization.
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ArticleComplianceFinanceTax & AccountingESGมีนาคม 29, 2566Audit data analytics: Bringing value to your IT controlsBy:TeamMateThis report explores how data that’s extracted from your audit processes enables greater results.
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ArticleComplianceFinanceTax & AccountingESGมีนาคม 08, 2566Making the case for ransomware resiliencyBy:Michael TrpkoshInternal audit teams can provide assurances over IT practices and controls and play a supportive role in combating ransomware risks.
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ArticleComplianceกุมภาพันธ์ 28, 2566A practical guide to auditing remotelyBy:TeamMateInterviews require face-to-face meetings, testing often involves reviewing confidential information, and documentation could require us to be on our organization’s network. With these challenges, how can we effectively conduct our audits remotely?
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ArticleESGComplianceกุมภาพันธ์ 08, 2566How internal audit can integrate ESG into third-party risk managementBy:Michelle HurleyKevin GouldESG factors are used to evaluate a company’s commitment to sustainable operations.
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ArticleComplianceFinanceTax & Accountingอัปเดตแล้วกันยายน 08, 2566Managing internal audit riskBy:Jonathan ChapmanLearn about the importance of clearly defining, establishing, and managing internal audit risks.
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ArticleComplianceFinanceTax & Accountingอัปเดตแล้วกันยายน 08, 2566The auditor’s guide to battling the many-headed monster, named RiskBy:TeamMateWant to learn more about risk management? Detection and mitigation are essential to continued business operations.
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ArticleComplianceFinanceTax & Accountingอัปเดตแล้วกันยายน 08, 2566Leveraging data to build, sustain, and grow an effective internal audit programBy:Sio NaidooData analytics provide assurance and insight. Learn more about the internal audit function and their role as trusted advisors.
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ArticleComplianceFinanceTax & Accountingพฤศจิกายน 07, 2565How digital capabilities impact the balance of compliance and ITBy:TeamMateInternal audit teams broadly agree on their mission, but each internal audit department makes individual decisions about priorities.
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InfographicComplianceFinanceTax & Accountingพฤศจิกายน 03, 2565Digital skills assessment matrixBy:TeamMateHow can we move forward with improving digital skills, given how important they’re becoming? Complete a digital skills assessment, identifying gaps between the digital skills we have and our objective, and creating a plan to address those gaps.
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ArticleComplianceFinanceTax & Accountingอัปเดตแล้วกันยายน 08, 2566TeamMate Audit Benchmark: Why internal audit needs to address third-party riskBy:TeamMateTeamMate Audit Benchmark highlighted three key findings for internal auditors. First, internal audit teams need to revamp their methodologies to be more adaptive and responsive.
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ArticleComplianceFinanceTax & Accountingอัปเดตแล้วกันยายน 08, 2566Changing the internal audit functionBy:Jonathan ChapmanLearn about the 4 characteristics of internal audit functions successfully rely on to achieve continual and strategically aligned change.
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ArticleComplianceFinanceTax & Accountingกันยายน 14, 2565What's trending in methodology change and how to make new rulesBy:TeamMateAccording to the TeamMate Audit Benchmark, 36 percent of the respondents indicate they are planning a significant methodology change by the end of 2022.
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ArticleComplianceFinanceTax & Accountingอัปเดตแล้วกันยายน 08, 2566Agile audit: A conversation about coaching, implementation, and tips for practical executionBy:TeamMateAuditors are moving toward an agile and adaptive mindset. Discover real-world advice around agile adoption and the practical steps to get you started.
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ArticleComplianceFinanceTax & Accountingอัปเดตแล้วกันยายน 08, 2566Improving the quality of your audit with data analyticsBy:TeamMateCurious about the benefits of data analytics in audit? Add value to your organization by embedding data analytics into your audit testing.
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ArticleComplianceFinanceTax & Accountingอัปเดตแล้วกันยายน 08, 2566TeamMate Audit Benchmark: Responding to changeBy:TeamMateTeamMate Audit Benchmark is an ongoing assessment of the trends in methodology and work practices of global internal audit teams.
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ArticleComplianceFinanceTax & Accountingอัปเดตแล้วกันยายน 08, 2566TeamMate Audit Benchmark: Responding to change for Financial ServicesBy:TeamMateTeamMate Audit Benchmark is an ongoing assessment of the trends in methodology and work practices of global internal audit teams within the financial services industry.
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ArticleComplianceFinanceTax & Accountingมิถุนายน 02, 2565Agile audit delivery: Start with the "why" and focus on the "how"By:Mark WilliamsTake an agile approach to your agile audit process. You must learn to crawl before you walk and walk before you run. Think evolution, not revolution.
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ArticleComplianceFinanceTax & Accountingพฤษภาคม 04, 2565Audit ambitiously: How to propel your internal audit team to new heightsBy:Sio NaidooFind out what 3 steps are necessary to audit ambitiously and move your internal audit function to the next level, and how to take them.
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ArticleComplianceFinanceTax & AccountingESGกุมภาพันธ์ 09, 2565Practical guide for implementing an agile audit sprint frameworkBy:Mark WilliamsIn this article, we take a close look at the practicalities of using an agile team-level framework to work in sprints to deliver audits more effectively and efficiently.
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ArticleESGComplianceอัปเดตแล้วกันยายน 08, 2566The role of internal audit in ESGBy:Kevin GouldWith a recent focus on issues such as diversity and climate change, it has become increasingly urgent for organizations to understand and manage Environmental, Social, and Governance (ESG) risks.
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ArticleComplianceFinanceTax & Accountingธันวาคม 15, 2564Walking the talk: Rethinking value creation in internal audit“Value” is often used somewhat loosely in internal audit without adequately understanding how auditors actually add value. Do you add value just by showing up to conduct an internal audit?
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ArticleComplianceพฤศจิกายน 17, 2564Emerging risks in financial services auditFinancial services is a complex and ever-evolving industry. In this report, we outline some emerging risks that can spring up and catch organizations off guard.
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ArticleComplianceFinanceTax & Accountingตุลาคม 16, 2564Data analytics: The magic tool of fraud detectionData analytics is changing the way many organizations detect fraud. As fraud schemes become more sophisticated and the amount of data organizations produce continues to grow, it’s becoming increasingly difficult to uncover fraud.
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ArticleComplianceอัปเดตแล้วกันยายน 15, 2564Assessing the current state of IT Risk in your organizationWorking from home has become a gateway to cyber threats as employees can sometimes be a weak link in corporate IT security systems. There are several things remote workers can do to reduce their own contribution to an organization’s IT risk.
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ArticleComplianceFinanceTax & Accountingสิงหาคม 18, 2564Key benefits of agile auditBy:Mark WilliamsBeing agile-minded requires you to rethink how internal audit teams perform their work and add value to stakeholders.
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ArticleComplianceพฤษภาคม 18, 2564Enabling constraints: Helping agile ways of working to stickBy:Mark WilliamsI’d like to introduce the concept of enabling constraints as a way of changing the system. Better than that, change and behaviours that will stick and have longevity – and avoid “rubber band syndrome.”
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ReportComplianceมีนาคม 04, 2564The impact of advanced technologies on internal audit: Where should you start?By:TeamMateArtificial intelligence, Robotics Process Automation (RPA), and machine learning—all new technologies that are evolving quickly. But how much do you really know about them? Internal Auditors will soon be tasked with using this technology.
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ArticleComplianceธันวาคม 03, 2563The future of ongoing risk evaluation in your organizationBy:TeamMateWith so much happening all around us, how can internal auditors manage risk and environmental changes to deliver timely insights that matter most to the business?
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ArticleComplianceพฤศจิกายน 05, 2563Staffing for the future of internal auditBy:TeamMateInternal auditors with a background in IT or data analytics are in high demand these days. But finding internal auditors with this type of skill set is hard, and retaining them is even more challenging.
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ArticleComplianceมีนาคม 13, 256310 steps to embedding analytics in control managementBy:TeamMateAlthough auditors often associate data analytics with fraud testing, financial audits, or continuous monitoring, the fact is that data analytics can be used for much more than common numerical analytical procedure testing.
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ArticleComplianceธันวาคม 16, 2561Growth mindset as a key to audit team successBy:Sio NaidooMindset is the foundation of success and is created through the combination of education, training, and experience. We should therefore consider mindset in an internal audit team’s performance.
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ArticleComplianceตุลาคม 09, 2561Auditing culture: A red flag approachBy:TeamMateIs auditing culture just another risk factor in a governance audit, or could it be seen as the basis for the entire audit plan?