With increased regulatory scrutiny and new Section 16 applicability for foreign private issuers, now is an important time to ensure that legal teams, corporate governance professionals, and securities practitioners fully understand the requirements and associated risks.
On-demand webinar: Practical training: Section 16 of the Securities Exchange Act of 1934
Practical training: Section 16 of the Securities Exchange Act of 1934
View Practical training: Section 16 of the Securities Exchange Act of 1934, a one hour webinar focused on a topic that is increasingly important for practitioners across corporate, securities, and compliance roles. This session is designed for law firm partners, associates, legal assistants, general counsel, associate general counsel, and corporate secretaries. It is especially valuable for those who have limited familiarity with Section 16 requirements or who work with foreign private issuers that are subject to Section 16 beginning March 18, 2026.
Whether you are new to Section 16 or simply need a refresher, this session provides practical, actionable insights to support your advising, drafting, and compliance responsibilities.
Topics covered:
- The purpose and importance of Section 16 disclosures
- Definition of a “Section 16 insider” and the key tests used to determine insider status
- Which forms must be filed (Forms 3, 4, and 5) and the timelines for each
- What types of securities are reportable under Section 16
- How to read a Section 16 filing, including guidance on transaction codes
- The role and strategic use of footnotes in accurately describing transactions
- Common pitfalls and filing errors — and how to avoid them
- How to obtain a Form ID so new insiders can begin the electronic filing process