Wolters Kluwer Financial & Corporate Compliance provides a wide range of technology-enabled lending, regulatory and investment compliance solutions, corporate services, and legal entity compliance solutions

Customers

Include corporations, small businesses, law firms, and financial institutions - banks, non-bank lenders, credit unions, insurers and securities firms.

Portfolio

Includes BizFilings, ComplianceOne, CT Corporation, eOriginal, Expere, GainsKeeperLien Solutions and OneSumX for Finance, Risk, and Regulatory Reporting.

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Featured Businesses - Financial & Corporate Compliance

Awards & Recognition - Financial & Corporate Compliance

Leadership - Financial & Corporate Compliance

Lisa Nelson
Chief Executive Officer
Lisa oversees a division that provides a wide range of technology-enabled lending, regulatory and investment compliance solutions, corporate services, and legal entity compliance solutions to help financial services and corporate professionals maintain ongoing compliance requirements, increase efficiency and produce better business outcomes.
Cathy Wolfe
Executive Vice President and General Manager, CT, Wolters Kluwer Financial & Corporate Compliance
Cathy Wolfe is EVP and General Manager of CT, a business unit of Wolters Kluwer Financial & Corporate Compliance.
Dean Sonderegger
Senior Vice President & General Manager of the Wolters Kluwer Finance, Risk and Regulatory Reporting
Dean Sonderegger is the Senior Vice President & General Manager of the Wolters Kluwer Finance, Risk and Regulatory Reporting business, a leading provider in the governance, finance, risk and compliance technology space.
Atul Dubey
Executive Vice President & General Manager, Compliance Solutions
Atul Dubey is the Executive Vice President & General Manager of Wolters Kluwer’s Compliance Solutions business, a leading provider in the risk management and regulatory compliance solutions and services to U.S. banks, credit unions, insurers and securities firms.
Tom Nestor
Executive Vice President & Chief Financial Officer, Wolters Kluwer Financial & Corporate Compliance
Thomas Nestor is executive vice president and CFO for Wolters Kluwer Financial & Corporate Compliance (FCC). FCC provides lending, regulatory and investment compliance solutions to financial institutions and legal entity compliance solutions to corporations, small businesses, and law firms.
Gurbir Thind
Senior Vice President, Strategic Planning & Corporate Development, Wolters Kluwer Financial & Corporate Compliance
Gurbir Thind is the senior vice president of Strategic Planning & Corporate Development for Wolters Kluwer Financial & Corporate Compliance (FCC). In this role, he is focused on driving divisional growth and supporting the strategic vision of each of the businesses within the FCC division.
Linda Gharib VP, Brand & Communications
VP, Brand & Communications, Wolters Kluwer Financial & Corporate Compliance
Linda Gharib is the Vice President, Brand & Communications for Wolters Kluwer Financial & Corporate Compliance (FCC). Linda oversees a team responsible for creating and executing all aspects of FCC’s brand and communications strategy, including internal and executive communications, public relations, crisis communications, and reputation management.
Abhishek Mittal
Vice President, Customer Information Management & Operational Excellence, Wolters Kluwer Financial & Corporate Compliance
Abhishek leads a team that combines voice of customer and analytics to identify customer trends, drive product development, sales, service, and operational excellence across all core processes within the division.
Shreya Shankar
Vice President, Head of Partnerships
Shreya leads the commercial partner function for FCC and is responsible for building high-impact strategic alliances that drive growth, innovation, and long-term value with the division’s portfolio of software and services.

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