Securities Enforcement Analyzer helps you quickly identify past SEC actions that best match your current situation, better assess risks, and advise clients on the best defense strategy.
Over 90 filter fields instantly focus your research on the most relevant SEC actions.
Evaluate what defenses are working and understand what areas may invite action, so you can better advise outside clients and executives.
Penalty analytics help you immediately see the total, median, and expected range of financial penalties and track the year-over-year growth to better evaluate risks.
Graphics reveal financial and non-financial penalties that have been assessed in the past, so you can spot trends and gain insight into shifts in SEC policy focus .
Securities Enforcement Analyzer will boost your efficiency and provide instant analytics to help you make your case, grow your business, and highlight your successes and capabilities. Securities Enforcement Analyzer can be accessed from VitalLaw Securities and RBsourceFilings.
Training & Support
Wolters Kluwer offers a full range of training, from online videos to custom training.
VitalLaw Securities Law
RBsourceFilings
Complimentary Training
NEED HELP? We offer live webinar sessions customized for individuals and groups.
Click the link below to register via our calendar or email us at [email protected] for options.
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