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Informe o contenido editorial
Cumplimientodiciembre 18, 2024
Third-party risk management: Tips and strategies for organizational success
Autor: Dana Lawrence, CIA, CRMA, CFSA, CAMS, CRVPM, CCA
Third-party risk management enables organizations to control cost, drive service excellence, and mitigate risks to gain increased vendor value.
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Informe o contenido editorialCumplimientodiciembre 11, 2024The Global Internal Audit Standards Domain I – VAutor: Liz Sandwith CFIIAThe 2024 Standards consist of 5 Domains, 15 Principles, and 52 Standards, covering internal audit’s purpose, ethics and professionalism, governance, management, and performance. Download the report now.
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Informe o contenido editorialCumplimientoESGdiciembre 05, 2024ESG data collection, analysis, and reporting: A guide for internal auditAutor: Kevin GouldInternal audit plays a pivotal role providing assurance on ESG data management and reporting. These activities add value to both the business and stakeholders by providing insight at the right time.
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Informe o contenido editorialCumplimientonoviembre 20, 2024Understanding organizational ethicsAutor: John J. HallAs part of the internal audit function, employees must be encouraged to do the right thing and speak up when they see something that doesn’t seem right.
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Informe o contenido editorialCumplimientooctubre 30, 2024Harnessing Generative AI for internal audit activitiesAutor: Jim Pelletier, CIA, CGAPNicole Narkiewicz, Ph.D.Explore how generative AI is transforming internal audit functions, enhancing efficiency, and improving data analysis. Learn about AI adoption, governance challenges, and practical use cases for auditors in this insightful report.
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Informe o contenido editorialCumplimientoAI and the internal audit processAutor: Ken PetersenAI technology can drive audit productivity and efficiencies. Although best practices are still emerging, there are advantages and disadvantages to using GenAI across each stage of the audit lifecycle.
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Informe o contenido editorialCumplimientoagosto 15, 2024The organizational risks of social mediaAutor: Dana Lawrence, CIA, CRMA, CFSA, CAMS, CRVPM, CCAInternal Audit is uniquely positioned to take the lead with a comprehensive understanding of risk management programs that effectively governs social media and its reputational impacts on organizations.
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Informe o contenido editorialCumplimientojunio 05, 2024AI, cybersecurity, and the need for appropriate governanceAutor: Mark Maraccini Mike Del GuidiceThe value of AI is clear, but organizations face newly emerging risks. Internal auditors can become a valuable partner in ensuring AI governance meets all security, compliance, and quality standards.
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Informe o contenido editorialCumplimientomayo 23, 2024Perspectivas y puntos de vista globales: Innovación y tecnologíaAutor: Jim Pelletier, CIA, CGAPDennis Wong, CIA, CFSANisha Nair, CIA, FCCA, UAECA, CFE, ACMA, CGMAEsta serie de tres partes, creada en colaboración con el IIA, se centra en el papel de la auditoría interna en el aseguramiento tecnológico, la adopción y el reto del talento tecnológico de la auditoría interna.
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Informe o contenido editorialCumplimientomayo 16, 2024Digital assets: Understanding the fundamentals and how to support appropriate governance in areas of emerging technologyAutor: Dana Lawrence, CIA, CRMA, CFSA, CAMS, CRVPM, CCALearn how to proactively identify and understand the various types of digital assets and how to safeguard against potential threats.
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Informe o contenido editorialCumplimientoabril 29, 202410 tips to impactful internal Audit Committee reportingAutor: Jonathan ChapmanClear, relevant, and frequent communication between internal audit, the Audit Committee, and the Board is critical to driving organizational transformation, and
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Informe o contenido editorialCumplimientoabril 26, 2024Innovation and technology part 3: Internal audit’s tech talent challengeAutor: Jim Pelletier, CIA, CGAPDennis Wong, CIA, CFSANisha Nair, CIA, FCCA, UAECA, CFE, ACMA, CGMAInternal audit can and should be technology’s biggest advocate in the organization. It is the change-bearer, the partner, the bringer of good news.
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Informe o contenido editorialCumplimientoabril 26, 2024Innovation and technology part 2: Staying on top of the organization's technology adoptionAutor: Jim Pelletier, CIA, CGAPDennis Wong, CIA, CFSAWhile adopting new technologies can bring risk, it’s also important to remember the dangers of failing to stay up to date on new tools.
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Informe o contenido editorialCumplimientoabril 10, 2024Innovation and technology part 1: Internal audit's role in technology assuranceAutor: Jim Pelletier, CIA, CGAPHelp ensure that the organization’s overall approach to technology risk and the audit plan adequately address potential technology risks.
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Informe o contenido editorialCumplimientoabril 02, 2024The four stages of implementing an integrated approach to assurance provisionAutor: Jonathan ChapmanThere is no single way to determine the optimum level of integrated assurance. The four stages outlined in this report provide a framework to use in exploring the right approach for your organization.
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Informe o contenido editorialCumplimientomarzo 14, 2024Economic uncertainty: How internal audit can adapt to the shifting risk landscapeAutor: Kevin GouldFrom supply and demand to rising inflation and interest rates, impactful events create disruptions in the economy. Understanding how this impacts an organization’s risk profile is important.
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Informe o contenido editorialCumplimientoESGmarzo 07, 2024El ABC de ESG y el impacto de la auditoría internaAutor: Kevin GouldLa auditoría interna se encuentra en una posición ideal para proporcionar una garantía independiente que ayude a respaldar los informes y divulgaciones sobre ESG y sostenibilidad.
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Informe o contenido editorialCumplimientofebrero 20, 2024Establishing a risk-audit relationship: What internal auditors should knowAutor: John J. HallDownload this report to bring precision and clarity to what you need to know to strike a balance between ‘models’ and ‘mindsets’ and achieve more effective audit-based risk assessment and management.
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Informe o contenido editorialCumplimientoenero 24, 2024Extend your contribution with high performance auditAutor: Jonathan ChapmanIs it your goal to become part of a high performing internal audit team? Download this report to learn about the four characteristics that, when combined, deliver leading internal audit performance.
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Informe o contenido editorialCumplimientoenero 10, 2024Fraud: Learning from the past, acting for the futureAutor: John J. HallStrong internal controls are the foundation for fraud prevention. Internal auditors are uniquely positioned to identify the action lessons from past case failures as part of their value-added efforts.
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Informe o contenido editorialCumplimientodiciembre 13, 2023Understanding cybersecurity: An overview to help protect your organizationAutor: Cole SchenckThe cyber-threat landscape is evolving. Data analytics can be a proactive approach to cybersecurity using data collection, aggregation, and analysis to protect the well-being of your organization.
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Informe o contenido editorialCumplimientodiciembre 07, 2023Adopting a precautionary approach to AI implementationAutor: Deep NandaInternal auditors should maintain a critical mindset in assessing the risks and ethical implications of AI’s growing footprint, rather than the novelty of the latest technology.
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Informe o contenido editorialCumplimientonoviembre 08, 2023Internal controls: An analysis of the how, the why, and the whatAutor: John J. HallBusiness best practices, regulations, and standards all require organizations to build and document sound internal controls. Download this report to learn from internal control examples.
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Informe o contenido editorialCumplimientooctubre 25, 2023Five-step root cause audit planning analysis, using data analyticsAutor: Ken PetersenData analytics play a pivotal role in guiding audits and helping to uncover insights. Download this report to learn how the technique of root cause analysis can help internal auditors unravel the narrative behind the numbers.
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Informe o contenido editorialCumplimientooctubre 17, 2023Cybersecurity and the role of the NIST Cybersecurity Framework (CSF)Autor: Mike Del GuidiceKiel MurrayThe consequences of cyberattacks are increasingly severe and more complex. A cybersecurity framework prioritizes a flexible, repeatable, and cost-effective approach to cybersecurity preparedness, promoting the protection of your organization.
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Informe o contenido editorialCumplimientoESGoctubre 04, 2023Auditing organizational culture: A challenge worth takingAutor: Jonathan ChapmanSuccessful auditing of culture requires a holistic approach across the internal audit function covering the development of internal auditor skills, adjustment to audit methodology, and buy-in from the business.
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Informe o contenido editorialESGCumplimientoseptiembre 20, 2023ESG and the growing opportunity for Internal AuditAutor: Jim Pelletier, CIA, CGAPInternal auditors will have a pivotal role to play as mandatory ESG reporting gains momentum and organizations face increasing pressure on the reliability of their non-financial reporting.
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Informe o contenido editorialCumplimientoseptiembre 14, 2023Data visualization that increases stakeholder engagementAutor: Kadie WeyerUsing data visualization when presenting your audit findings can improve the effectiveness and efficiency of your audit report.
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Informe o contenido editorialCumplimientoagosto 02, 2023Audit suggestions that influence management actionAutor: John J. HallLearn more about what auditors can do to identify issues, provide solutions, and influence management where action is needed.
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Informe o contenido editorialCumplimientojulio 26, 2023Identifying and managing strategic public sector risksAutor: Mark MaracciniLearn more about the fast-changing landscape of the public sector and how government agencies are mitigating risk efficiently and effectively.
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Informe o contenido editorialCumplimientojunio 15, 2023Business risk identification, assessment, and management: An act in 3 partsAutor: John J. HallDownload this report to better understand the measures every auditor can take to help mitigate the impact of organizational risk.
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Informe o contenido editorialCumplimientoFinanzasFiscal y contableActualizadoseptiembre 08, 2023An integrated approach to improving your audit efficiency: Delivering value to the organizationAutor: Jonathan ChapmanAchieving greater audit efficiency should be a constant ambition for every internal audit team. Learn about an effective framework to improve audit efficiency.
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Informe o contenido editorialESGCumplimientomayo 22, 2023Guía del Comprador: Sistema de Gestión de Auditoría InternaAutor: TeamMateEsta guía pretende ayudar a los departamentos de auditoría a entender, preparar y realizar la compra de un sistema de gestión de auditorías.
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Informe o contenido editorialESGCumplimientomayo 19, 2023Buyer’s guide: Readiness questionnaireAutor: TeamMateThis guide is intended to help audit departments prepare for audit management software vendor discussions and is a supplement to the buyer’s guide.
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Informe o contenido editorialESGCumplimientomayo 09, 2023The ESG landscape and the challenges facing Internal AuditAutor: Jim Pelletier, CIA, CGAPMichelle HurleyDownload this report to better understand how the skills of an internal auditor can be leveraged to support an organization’s ESG strategy.
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Informe o contenido editorialCumplimientomayo 03, 2023UK SOX: Once in a generation audit reformAutor: Amin El MoutaouakilDownload this report to better understand how UK SOX is a regulatory framework designed to increase transparency, accountability, and investor trust in UK public companies.
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Informe o contenido editorialCumplimientoESGabril 25, 2023ESG, public sector, and the role of Internal AuditAutor: Mark MaracciniThis report considers the role of internal audit and how it can help public sector organizations move forward responsibly with their ESG implementation.
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Informe o contenido editorialCumplimientoabril 11, 2023The building blocks of adopting agile auditAutor: Sio NaidooThis report explores how agile audit is the catalyst for achieving audit modernization.
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Informe o contenido editorialCumplimientoFinanzasFiscal y contableESGmarzo 29, 2023Audit data analytics: Bringing value to your IT controlsAutor: TeamMateThis report explores how data that’s extracted from your audit processes enables greater results.
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Informe o contenido editorialCumplimientoFinanzasFiscal y contableESGmarzo 08, 2023Making the case for ransomware resiliencyAutor: Michael TrpkoshInternal audit teams can provide assurances over IT practices and controls and play a supportive role in combating ransomware risks.
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Informe o contenido editorialCumplimientofebrero 28, 2023Una guía práctica para las auditorías remotasAutor: TeamMateHacer entrevistas requiere reuniones cara a cara, realizar pruebas a menudo implica la revisión de información confidencial y la documentación podría requerir que accedamos a la red de la organización.
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Informe o contenido editorialESGCumplimientofebrero 08, 2023How internal audit can integrate ESG into third-party risk managementAutor: Michelle HurleyKevin GouldESG factors are used to evaluate a company’s commitment to sustainable operations.
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Informe o contenido editorialCumplimientoFinanzasFiscal y contableActualizadoseptiembre 08, 2023Managing internal audit riskAutor: Jonathan ChapmanLearn about the importance of clearly defining, establishing, and managing internal audit risks.
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Informe o contenido editorialCumplimientoFinanzasFiscal y contableActualizadoseptiembre 08, 2023The auditor’s guide to battling the many-headed monster, named RiskAutor: TeamMateWant to learn more about risk management? Detection and mitigation are essential to continued business operations.
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Informe o contenido editorialCumplimientoFinanzasFiscal y contableActualizadoseptiembre 08, 2023Leveraging data to build, sustain, and grow an effective internal audit programAutor: Sio NaidooData analytics provide assurance and insight. Learn more about the internal audit function and their role as trusted advisors.
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Informe o contenido editorialCumplimientoFinanzasFiscal y contablenoviembre 07, 2022How digital capabilities impact the balance of compliance and ITAutor: TeamMateInternal audit teams broadly agree on their mission, but each internal audit department makes individual decisions about priorities.
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InfografíaCumplimientoFinanzasFiscal y contablenoviembre 03, 2022Digital skills assessment matrixAutor: TeamMateHow can we move forward with improving digital skills, given how important they’re becoming? Complete a digital skills assessment, identifying gaps between the digital skills we have and our objective, and creating a plan to address those gaps.
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Informe o contenido editorialCumplimientoFinanzasFiscal y contableActualizadoseptiembre 08, 2023TeamMate Audit Benchmark: Why internal audit needs to address third-party riskAutor: TeamMateTeamMate Audit Benchmark highlighted three key findings for internal auditors. First, internal audit teams need to revamp their methodologies to be more adaptive and responsive.
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Informe o contenido editorialCumplimientoFinanzasFiscal y contableActualizadoseptiembre 08, 2023Changing the internal audit functionAutor: Jonathan ChapmanLearn about the 4 characteristics of internal audit functions successfully rely on to achieve continual and strategically aligned change.
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Informe o contenido editorialCumplimientoFinanzasFiscal y contableseptiembre 14, 2022What's trending in methodology change and how to make new rulesAutor: TeamMateAccording to the TeamMate Audit Benchmark, 36 percent of the respondents indicate they are planning a significant methodology change by the end of 2022.
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Informe o contenido editorialCumplimientoFinanzasFiscal y contableActualizadoseptiembre 08, 2023Agile audit: A conversation about coaching, implementation, and tips for practical executionAutor: TeamMateAuditors are moving toward an agile and adaptive mindset. Discover real-world advice around agile adoption and the practical steps to get you started.
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Informe o contenido editorialCumplimientoFinanzasFiscal y contableActualizadoseptiembre 08, 2023Improving the quality of your audit with data analyticsAutor: TeamMateCurious about the benefits of data analytics in audit? Add value to your organization by embedding data analytics into your audit testing.
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Informe o contenido editorialCumplimientoFinanzasFiscal y contableActualizadoseptiembre 08, 2023TeamMate Audit Benchmark: Responding to changeAutor: TeamMateTeamMate Audit Benchmark is an ongoing assessment of the trends in methodology and work practices of global internal audit teams.
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Informe o contenido editorialCumplimientoFinanzasFiscal y contableActualizadoseptiembre 08, 2023TeamMate Audit Benchmark: Responding to change for Financial ServicesAutor: TeamMateTeamMate Audit Benchmark is an ongoing assessment of the trends in methodology and work practices of global internal audit teams within the financial services industry.
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Informe o contenido editorialCumplimientoFinanzasFiscal y contablejunio 02, 2022Agile audit delivery: Start with the "why" and focus on the "how"Autor: Mark WilliamsTake an agile approach to your agile audit process. You must learn to crawl before you walk and walk before you run. Think evolution, not revolution.
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Informe o contenido editorialCumplimientoFinanzasFiscal y contablemayo 04, 2022Audit ambitiously: How to propel your internal audit team to new heightsAutor: Sio NaidooFind out what 3 steps are necessary to audit ambitiously and move your internal audit function to the next level, and how to take them.
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Informe o contenido editorialCumplimientoFinanzasFiscal y contableESGfebrero 09, 2022Practical guide for implementing an agile audit sprint frameworkAutor: Mark WilliamsIn this article, we take a close look at the practicalities of using an agile team-level framework to work in sprints to deliver audits more effectively and efficiently.
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Informe o contenido editorialESGCumplimientoActualizadoseptiembre 08, 2023The role of internal audit in ESGAutor: Kevin GouldWith a recent focus on issues such as diversity and climate change, it has become increasingly urgent for organizations to understand and manage Environmental, Social, and Governance (ESG) risks.
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Informe o contenido editorialCumplimientoFinanzasFiscal y contablediciembre 15, 2021Walking the talk: Rethinking value creation in internal audit“Value” is often used somewhat loosely in internal audit without adequately understanding how auditors actually add value. Do you add value just by showing up to conduct an internal audit?
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Informe o contenido editorialCumplimientonoviembre 17, 2021Riesgos emergentes en la auditoría de servicios financierosServicios financieros es una industria compleja y en constante evolución. En nuestro informe describimos algunos riesgos emergentes que pueden surgir y tomar a muchas organizaciones por sorpresa.
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Informe o contenido editorialCumplimientoFinanzasFiscal y contableoctubre 16, 2021Data analytics: The magic tool of fraud detectionData analytics is changing the way many organizations detect fraud. As fraud schemes become more sophisticated and the amount of data organizations produce continues to grow, it’s becoming increasingly difficult to uncover fraud.
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Informe o contenido editorialCumplimientoseptiembre 15, 2021Evaluación del estado actual del riesgo de la TI en su organizaciónTrabajar desde casa se ha convertido en una puerta de entrada a las amenazas cibernéticas, ya que los empleados a veces pueden ser un eslabón débil en los sistemas de seguridad de TI corporativos.
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Informe o contenido editorialCumplimientoFinanzasFiscal y contableagosto 18, 2021Key benefits of agile auditAutor: Mark WilliamsBeing agile-minded requires you to rethink how internal audit teams perform their work and add value to stakeholders.
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Informe o contenido editorialCumplimientomayo 18, 2021Enabling constraints: Helping agile ways of working to stickAutor: Mark WilliamsI’d like to introduce the concept of enabling constraints as a way of changing the system. Better than that, change and behaviours that will stick and have longevity – and avoid “rubber band syndrome.”
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ReportCumplimientomarzo 04, 2021The impact of advanced technologies on internal audit: Where should you start?Autor: TeamMateArtificial intelligence, Robotics Process Automation (RPA), and machine learning—all new technologies that are evolving quickly. But how much do you really know about them? Internal Auditors will soon be tasked with using this technology.
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Informe o contenido editorialCumplimientodiciembre 03, 2020The future of ongoing risk evaluation in your organizationAutor: TeamMateWith so much happening all around us, how can internal auditors manage risk and environmental changes to deliver timely insights that matter most to the business?
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Informe o contenido editorialCumplimientonoviembre 05, 2020Staffing for the future of internal auditAutor: TeamMateInternal auditors with a background in IT or data analytics are in high demand these days. But finding internal auditors with this type of skill set is hard, and retaining them is even more challenging.
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Informe o contenido editorialCumplimientomarzo 13, 202010 steps to embedding analytics in control managementAutor: TeamMateAlthough auditors often associate data analytics with fraud testing, financial audits, or continuous monitoring, the fact is that data analytics can be used for much more than common numerical analytical procedure testing.
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Informe o contenido editorialCumplimientodiciembre 16, 2018Growth mindset as a key to audit team successAutor: Sio NaidooMindset is the foundation of success and is created through the combination of education, training, and experience. We should therefore consider mindset in an internal audit team’s performance.
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Informe o contenido editorialCumplimientooctubre 09, 2018Auditing culture: A red flag approachAutor: TeamMateIs auditing culture just another risk factor in a governance audit, or could it be seen as the basis for the entire audit plan?