Featured Article
Documento técnico/conteúdo editorial
Compliancenovembro 06, 2024
Bank runs in the age of interconnectivity: Lessons for internal auditors
Por:Dana Lawrence, CIA, CRMA, CFSA, CAMS, CRVPM, CCA
Learn about new risk areas related to bank runs. Read our comprehensive guide now to stay ahead of cyber threats and liquidity challenges.
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Documento técnico/conteúdo editorialComplianceoutubro 30, 2024Navigating IT security with internal audit in the age of AIPor:Scott Madenburg CIA, CISA, CRMAFind out more about the benefits of AI-driven IT security and how internal audit can safeguard against potential AI-risks.
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Documento técnico/conteúdo editorialComplianceoutubro 23, 2024Leveraging key risk indicators for real-time risk managementPor:TeamMateDiscover how CAEs can leverage key risk indicators (KRIs) for proactive risk management, improving audit practices, and aligning with strategic goals.
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Documento técnico/conteúdo editorialComplianceoutubro 16, 2024The impact of global sporting events: How internal audit drives risk managementPor:Amin El MoutaouakilThis article explores the crucial role of internal audit in supporting global sports events risk management and ensuring the success of these events.
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Documento técnico/conteúdo editorialComplianceoutubro 10, 2024Domains I and IV: Purpose and managing the internal audit functionPor:Liz Sandwith CFIIADomain I and Domain IV expand on the purpose of the internal audit function and provide insight into how to best manage the internal audit function.
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Documento técnico/conteúdo editorialComplianceoutubro 02, 2024The benefits of using a risk assessment matrix in internal auditPor:TeamMateDelve into the advantages of using a risk assessment matrix in internal audit, from enhanced risk prioritization to efficient resource allocation and informed decision-making.
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Documento técnico/conteúdo editorialComplianceESGsetembro 25, 2024Sustainable Development Goals (SDGs) – Internal Audit’s role in assuring organizational responsesPor:Kevin GouldLearn about the 17 Sustainable Development Goals (SDGs) and find out how internal audit can support implementation and provide SDG assurance.
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Documento técnico/conteúdo editorialCompliancesetembro 18, 2024Driving value: The advantages of distributing SOX activities across the three linesPor:Scott Madenburg CIA, CISA, CRMAExplore the traditional role of internal audit in SOX compliance and the rationale for distributing SOX activities across the three lines.
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Documento técnico/conteúdo editorialCompliancesetembro 11, 2024Compliance audits in financial services: Techniques and tools for successPor:Dana Lawrence, CIA, CRMA, CFSA, CAMS, CRVPM, CCAThis article explores key aspects of auditing compliance in financial services, offering insights and best practices for internal auditors.
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Documento técnico/conteúdo editorialCompliancesetembro 04, 2024Enhancing operational resilience: The implications of DORA on internal auditPor:Scott Madenburg CIA, CISA, CRMADigital Operational Resilience Act (DORA) provides a strong security pillar that enables organizations to survive digital disruption.
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Documento técnico/conteúdo editorialComplianceagosto 28, 2024Internal audit’s role in a robust compliance frameworkPor:TeamMateThis guide explores the role of internal auditors in regulatory compliance, detailing key elements, risks, and strategies for effective compliance management.
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Documento técnico/conteúdo editorialComplianceagosto 21, 2024Never underestimate fraud risksPor:TeamMateDiscover the pervasive threat of fraud and learn effective strategies for fraud risk management, including the role of technology and continuous monitoring in mitigating risks.
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Documento técnico/conteúdo editorialComplianceESGagosto 14, 2024ESG reporting: Internal audit’s role in the fast-changing landscapePor:Kevin GouldInternal audit can take a broader approach to supporting and providing assurance over ESG reporting to meet the needs of both the business and stakeholders.
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Documento técnico/conteúdo editorialComplianceagosto 09, 2024Domains II and V: Ethics and professionalism and performing internal audit servicesPor:Liz Sandwith CFIIAIn this article, you'll learn about the importance of ethics in Domain II and the detailed principles of performing internal audit services in Domain V.
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Documento técnico/conteúdo editorialCompliancejulho 31, 2024Risk management principles: Understanding ISO 31000 and COSO ERMPor:TeamMateThe risk management principles in ISO 31000 and the COSO ERM Framework provide valuable guidance for organizations facing evolving and emerging risks.
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Documento técnico/conteúdo editorialCompliancejulho 24, 2024Understanding SOC 2 certifications: Principles, compliance, and audit proceduresPor:TeamMateSOC 2 compliance ensures service providers securely manage customer data by adhering to five Trust Services Criteria, vital for data protection and regulatory compliance.
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Documento técnico/conteúdo editorialCompliancejulho 18, 2024Mastering IT change management audits: Best practices for successPor:Pete Zimmerman, CPA, CISALearn best practices for conducting an IT change management audit. Read on to ensure your organization's technology remains reliable and secure.
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Documento técnico/conteúdo editorialComplianceESGjulho 11, 2024Sustainability reporting and auditing Double Materiality Assessments (DMA)Por:Ida WardemarkLearn about ESG, sustainability reporting, and key steps for auditing Double Materiality Assessments (DMA). Read our article for valuable insights and takeaways.
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Documento técnico/conteúdo editorialCompliancejulho 01, 2024Ensuring resilience: Business continuity for financial services internal auditorsPor:Dana Lawrence, CIA, CRMA, CFSA, CAMS, CRVPM, CCAThis article addresses business continuity, its significance in the financial sector, and the essential components of robust business continuity management (BCM).
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Documento técnico/conteúdo editorialCompliancejunho 26, 2024Internal audit's role in the new European Union’s Artificial Intelligence ActPor:Jim Pelletier, CIA, CGAPThe European Union's AI Act is a landmark regulation that seeks to define rules for the development and use of AI systems.
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Documento técnico/conteúdo editorialComplianceESGjunho 20, 2024The ESG data challenge: Internal audit’s role in maturing ESG data quality and governancePor:Kevin GouldThis article is the first in a two part series discussing how internal audit can support and provide assurance on ESG data management and reporting.
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Documento técnico/conteúdo editorialCompliancejunho 13, 2024Domain III: Governing the Internal Audit FunctionPor:Liz Sandwith CFIIADomain III now includes principles, standards, and essential conditions that establish a foundation for an effective Internal Audit Function.
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Documento técnico/conteúdo editorialCompliancemaio 22, 2024Banking as a Service (BaaS): Understanding the risks and regulatory landscapePor:Dana Lawrence, CIA, CRMA, CFSA, CAMS, CRVPM, CCAWhile BaaS offers significant opportunities for innovation and growth, it also presents a range of risks that internal auditors must understand.
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Documento técnico/conteúdo editorialESGCompliancemaio 07, 2024Conducting a meaningful ethics auditPor:TeamMatePerforming a meaningful ethics audit highlights areas of concern within an organization’s culture.
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Documento técnico/conteúdo editorialComplianceAtualizadomaio 01, 2024Presentations that impress your audit committeePor:TeamMateLearn how to impress the audit committee with presentations that dazzle. This article includes a downloadable PowerPoint presentation to help you get started.
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Documento técnico/conteúdo editorialComplianceabril 17, 2024Artificial intelligence in auditing: Enhancing the audit lifecyclePor:TeamMateUsing artificial intelligence in auditing improves performance across the audit lifecycle.
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Documento técnico/conteúdo editorialComplianceabril 03, 2024Overview of the new Global Internal Audit Standards 2024Por:Liz Sandwith CFIIAThis overview reviews key changes to the global internal audit standards. Learn about key updates to meet new requirements.
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Documento técnico/conteúdo editorialCompliancemarço 26, 2024Mature your use of the COSO FrameworkPor:TeamMateThe COSO Framework is the gold standard for internal control guidance. This guide will provide valuable insights for maturing the control environment.
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Documento técnico/conteúdo editorialCompliancemarço 20, 2024Effective internal auditor management: Developing auditor skillsPor:Jonathan ChapmanIn the next article in this series, we explore the final aspect of our framework – successfully identifying and developing talent at all levels of your function.
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Documento técnico/conteúdo editorialCompliancemarço 14, 2024Effective internal auditor management: Leading your peoplePor:Jonathan ChapmanIn the third article in this series we examine how to effectively lead auditors. Find out more about performance management, servant leadership, and active management.
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Documento técnico/conteúdo editorialCompliancemarço 12, 2024Designing a formal internal audit strategyPor:TeamMateEvery organization's internal audit department requires a well-planned and structured strategy. The following guide is designed to walk you through each step.
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Documento técnico/conteúdo editorialCompliancefevereiro 28, 2024Incorporating inherent and residual risk in your risk assessmentPor:TeamMateIn this article, we will review information risk measurements and share best practices for working with inherent and residual risk scores.
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Documento técnico/conteúdo editorialCompliancefevereiro 20, 2024Effective internal auditor management: Retaining talentPor:Jonathan ChapmanLearn about the importance of independence in the reward decision, the employee value proposition, and best practices to retain your audit team.
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Documento técnico/conteúdo editorialCompliancefevereiro 15, 2024The importance of auditing operational risksPor:TeamMateOperational auditing can have an immediate positive impact on your organization and the audit team’s reputation. Learn about the benefits of auditing operational risks.
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Documento técnico/conteúdo editorialCompliancefevereiro 14, 2024Effective internal auditor management: Attracting the right talentPor:Jonathan ChapmanAttract, reward, manage, and develop top talent with these internal auditor management strategies. Read on to learn how to attract and staff audit talent.
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Documento técnico/conteúdo editorialCompliancejaneiro 31, 2024Kickstart your integrated assurance programPor:TeamMateIntegrated assurance is a proven method for closing gaps and eliminating redundant efforts in an organizations governance, risk, and control activities. Read on to learn about the three action items you can take to get started.
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Documento técnico/conteúdo editorialESGCompliancedezembro 12, 2023Utilizing data analytics to help support ESG reportingPor:Ken PetersenESG reporting is a significant concern for organizations, and ESG data analytics is the solution for efficiently collecting and analyzing the vast amount of information needed.
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Documento técnico/conteúdo editorialESGCompliancedezembro 07, 2023Corporate Social Responsibility (CSR) and Environmental, Social, and Governance (ESG)Por:Amin El MoutaouakilIn the model of Corporate Social Responsibility (CSR), the triad of Environmental, Social, and Governance (ESG) factors has surged to prominence and internal auditors emerge as pivotal characters.
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Documento técnico/conteúdo editorialCompliancenovembro 09, 2023Conducting NIST audits using the NIST AI Risk Management FrameworkPor:TeamMateConducting NIST Audits using the NIST AI Risk Management Framework as a guide is essential for organizations developing or using AI emerging technology.
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Documento técnico/conteúdo editorialESGComplianceoutubro 31, 2023Internal audit and the EU's Corporate Sustainability Reporting DirectivePor:Kevin GouldMany organizations recognize that reporting on social and environmental issues is not only good business but enables them to better identify potential risks and growth opportunities.
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Documento técnico/conteúdo editorialESGComplianceoutubro 23, 2023Greenwashing: Mitigating the risk of deceptive environmental claimsPor:TeamMateThis article will cover the basics of ESG greenwashing risk, provide examples of greenwashing, and offer possible controls organizations could implement to mitigate the risk of greenwashing ESG objectives.
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Documento técnico/conteúdo editorialComplianceoutubro 17, 2023How can internal auditors manage cyber fraud risk?Por:TeamMateCan internal auditors do anything to reduce cyber fraud risk? Learn how taking steps like reviewing internal controls and using data analytics tools can help.
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Documento técnico/conteúdo editorialCompliancesetembro 20, 2023An overview of the NIST Cybersecurity Framework, FedRAMP, and StateRAMPPor:TeamMateIn this overview, you'll learn about the NIST Cybersecurity Framework, FedRAMP, and StateRAMP, for stronger cybersecurity control environments.
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Documento técnico/conteúdo editorialCompliancesetembro 08, 2023What is data auditing: Unlocking the value of data through data risk managementPor:TeamMateUnlocking the potential value of data in your organization requires thoughtful data risk management. Have you added a data audit to your plan?
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Documento técnico/conteúdo editorialComplianceagosto 30, 2023Future of bank audits: Increased regulation and impact on audit functionsPor:TeamMateRecent bank failures will undoubtedly result in more stringent bank audits from regulators. Internal Audit can prepare their organizations by reviewing three key areas.
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Documento técnico/conteúdo editorialComplianceagosto 23, 2023High performing internal audit teams: Accountable and efficientPor:Jonathan ChapmanRead about the most important audit techniques, including employing the right audit products to improve controls.
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Documento técnico/conteúdo editorialESGComplianceagosto 21, 2023High performance internal audit teams: Empowering leadershipPor:Jonathan ChapmanFind out the most important internal auditor skills, including empowering internal audit managers and clear functional accountability.
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Documento técnico/conteúdo editorialESGComplianceagosto 15, 20236 stages to successfully manage ESG third-party riskPor:TeamMateRead on to learn more about how internal audit teams can play an important oversight role in third-party risk management for ESG vendors.
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Documento técnico/conteúdo editorialESGComplianceagosto 08, 2023ESG fraud risk: Understanding Internal Audit's rolePor:TeamMateESG fraud risk must be on every internal audit team’s radar. Learn how your internal audit team can contribute to ESG fraud risk management assurance.
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Documento técnico/conteúdo editorialESGComplianceagosto 02, 2023ESG reporting standards and their impact on internal auditPor:Jim Pelletier, CIA, CGAPFind out the most used ESG frameworks in internal audit and learn more about ESG reporting's impact on the audit workflow.
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Documento técnico/conteúdo editorialCompliancejulho 26, 2023High performance internal audit teams: Internal audit stakeholder relationship managementPor:Jonathan ChapmanDiscover the key characteristics of high-performance internal audit teams, including stakeholder management strategies that contribute to success.
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Documento técnico/conteúdo editorialCompliancejulho 19, 2023High performance internal audit teams: Business alignmentPor:Jonathan ChapmanThis article covers the most important audit skills that lead to high-level internal audit performance in this article series.
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Documento técnico/conteúdo editorialCompliancemaio 09, 2023Five opportunities to enhance your risk assessmentPor:TeamMateBeing prepared for and assessing risk plays a major role in the internal audit process. Here are 5 tips to improve your current risk assessment process.
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Documento técnico/conteúdo editorialComplianceabril 12, 2023Integration and collaboration in risk management for internal auditPor:Sio NaidooHow do internal audit and risk management work together? Learn how to communicate risk and improve collaboration with stakeholders.
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Documento técnico/conteúdo editorialComplianceFinançasContabilidade e tributaçãoESGmarço 30, 2023What twenty years of SOX can teach internal auditors about ESGPor:TeamMateDiscover how 20 years of SOX audits can prepare internal auditors for ESG audits. Learn more in our article about the similarities between both.
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Documento técnico/conteúdo editorialCompliancemarço 15, 2023StateRAMP level security for educational institutionsPor:TeamMateStateRAMP provides an immediate solution to universities through its shared services and standardized verification model of cloud-based software.
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Documento técnico/conteúdo editorialComplianceFinançasContabilidade e tributaçãomarço 03, 2023Conducting a cultural audit: Concluding the analysisPor:Jonathan ChapmanThis 3rd and final part of our series on auditing culture focuses on the final 5 tips and concludes the analysis.
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Documento técnico/conteúdo editorialComplianceFinançasContabilidade e tributaçãofevereiro 15, 2023Conducting a cultural audit: The first five stepsPor:Jonathan ChapmanFrom identifying cultural levers to assessing alignment and key processes, part 2 of this 3-part series on conducting a cultural audit is now available.
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Documento técnico/conteúdo editorialComplianceFinançasContabilidade e tributaçãofevereiro 07, 2023Addressing new and emerging risks in banking: What your internal audit team should knowPor:TeamMateTo improve internal auditing at banks, consider these best practices, be aware of emerging risks, and understand the shifting regulatory environment. Continue reading to learn more.
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Documento técnico/conteúdo editorialComplianceFinançasContabilidade e tributaçãojaneiro 19, 2023Conducting a cultural audit: A holistic approachPor:Jonathan ChapmanIn this first article of a three-part series, we review the holistic approach needed to successfully conduct a cultural audit in your organization.
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InfográficoComplianceFinançasContabilidade e tributaçãodezembro 13, 2022Follow the path to enhancing your internal audit programPor:TeamMateIntegrating data analytics into your organization’s internal audit process improves overall efficiencies and mitigates risk.
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Documento técnico/conteúdo editorialComplianceFinançasContabilidade e tributaçãodezembro 06, 2022Internal audit introductory guide to cryptocurrency and blockchain auditingPor:TeamMateHow can internal auditors provide oversight of their organizations’ cryptocurrency and blockchain usage? This overview will help get you started.
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Documento técnico/conteúdo editorialComplianceFinançasContabilidade e tributaçãonovembro 30, 2022How to audit the cloud: 4 tips to help internal auditors get startedPor:TeamMateThe growth of cloud technologies can help businesses gain flexibility and productivity, but internal audit teams still need to provide oversight. See how.
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Documento técnico/conteúdo editorialESGCompliancenovembro 02, 2022The role of internal audit in vendor third-party risk managementPor:TeamMateInternal auditors can help their organizations vet third-party vendors, making sure that proper due diligence and continued oversight is in place.
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Documento técnico/conteúdo editorialComplianceFinançasContabilidade e tributaçãooutubro 26, 2022Reducing administrative overhead with authorized cloud-based toolsPor:TeamMateData security is critical, and the adoption of a secure cloud solution is the way of the future for the public sector. FedRAMP plays a key role.
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Documento técnico/conteúdo editorialESGComplianceoutubro 25, 2022What internal audit should know about ESG risks: G is for governancePor:Kevin GouldSome governance risks are broad in nature. Others, very narrow. This article addresses the main governance risks that should be considered.
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Documento técnico/conteúdo editorialESGCompliancesetembro 29, 2022What internal audit should know about ESG risks: S is for SocialPor:Kevin GouldThe social element of ESG is often viewed from several perspectives to ensure all risks are captured and completely understood.
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Documento técnico/conteúdo editorialESGCompliancesetembro 12, 2022What internal audit should know about ESG risks: E is for EnvironmentalPor:Kevin GouldIn this article, we will drill down on Environmental risk and explore how internal audit can have an impact by focusing on key risks.
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Documento técnico/conteúdo editorialComplianceagosto 22, 2022Preparing for UK SOX 3 things to knowPor:TeamMateInternal audit teams in the UK, as well as external auditors, face new reforms. Take a look at three things you should know about UK SOX.
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Documento técnico/conteúdo editorialComplianceagosto 08, 2022StateRAMP vs. FedRAMP: How these cybersecurity programs differPor:TeamMateState and local governments can use StateRAMP to find cloud service providers that meet cybersecurity standards. See how this program differs from FedRAMP.
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Documento técnico/conteúdo editorialComplianceFinançasContabilidade e tributaçãoagosto 02, 2022What does RPA mean for internal audit and financial services?Por:TeamMateEmerging tech like robotic process automation (RPA) can help internal auditors and financial services firms increase efficiency. See how RPA can be used.
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Documento técnico/conteúdo editorialComplianceFinançasContabilidade e tributaçãoESGagosto 01, 20225 tips to build a risk-based audit plan for the public sectorPor:TeamMateConducting internal audit risk assessments can help governments identify and stay ahead of emerging threats. Learn how you can build a stronger plan.
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InfográficoComplianceFinançasContabilidade e tributaçãojulho 26, 2022Understanding 5 new and emerging risksPor:John J. HallAs business environments become more complex, auditors must anticipate and focus closely on new and emerging varieties of risk.
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Documento técnico/conteúdo editorialCompliancejunho 29, 20225 inflation risks internal auditors need to know aboutPor:TeamMateWhat types of inflation risks should internal audit focus on? From budget risks to employee and customer retention challenges, there’s a lot to examine.
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Documento técnico/conteúdo editorialComplianceFinançasContabilidade e tributaçãojunho 14, 2022Internal audit teams: How to reduce ransomware riskPor:TeamMateWhat can internal auditors do to reduce ransomware risk? Learn how taking steps like conducting IT audits and leveraging internal audit management software helps.
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Documento técnico/conteúdo editorialCompliancejunho 13, 2022Defining the auditor’s role in the risk-audit relationshipPor:John J. HallAudit risk management processes and daily auditor actions must be completely aligned on every project every day.
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Documento técnico/conteúdo editorialCompliancejunho 10, 2022Reducing the uncertainty of risk in auditPor:John J. HallAuditors in IA, government and public accounting assurance positions are considered risk experts. But are they focusing on the right risks?
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Documento técnico/conteúdo editorialESGCompliancemaio 31, 2022ESG planning for internal audit in 3 easy stepsPor:TeamMateHow can internal audit teams incorporate ESG risk management and ESG compliance into audit plans? Here, we explore how to get started.
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Documento técnico/conteúdo editorialComplianceFinançasContabilidade e tributaçãomaio 18, 20223 frequently asked questions about audit analyticsPor:Ken PetersenUsing internal audit analytics is an excellent way for an audit team to identify risks and strengthen its overall audit methodology.
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Documento técnico/conteúdo editorialComplianceabril 05, 20225 considerations when purchasing internal audit softwarePor:TeamMatePurchasing internal audit software? Consider several factors beyond just pricing, such as data and analytics capabilities and reporting features.
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Documento técnico/conteúdo editorialComplianceFinançasContabilidade e tributaçãomarço 31, 2022How agility helps reduce operational friction: Being agile-mindedPor:Mark WilliamsThe focus of this article is how being agile-minded helps reduce operational friction and enables smoother audit delivery.
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Documento técnico/conteúdo editorialCompliancemarço 30, 2022How can internal audit help manage IT risks?Por:TeamMateInternal audit can help manage IT risks by conducting IT audits, reporting on cybersecurity threats, and providing ongoing risk assessments.
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Documento técnico/conteúdo editorialCompliancemarço 28, 20225 reasons why continuous risk assessment should be part of your internal audit planPor:TeamMateContinuous risk assessment can help internal audit teams in several ways, such as staying on top of new risks and improving collaboration.
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Documento técnico/conteúdo editorialComplianceContabilidade e tributaçãoFinançasESGmarço 23, 2022Leveraging FedRAMP to protect against cybersecurity threatsPor:TeamMateFederal agencies can use FedRAMP to easily find secure cloud solutions that can help protect against cybersecurity threats and address other IT audit findings.
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Documento técnico/conteúdo editorialCompliancemarço 14, 2022The future of IT audit: Internal audit and emerging technologyPor:TeamMateMany internal audit teams have struggled to find people with IT audit expertise for several years and are under increasing pressure to use more technology in their audits. New developments in technology, from AI to blockchain, adds to their concerns.
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Documento técnico/conteúdo editorialComplianceFinançasContabilidade e tributaçãofevereiro 16, 2022Being agile is all about a value exchangePor:Mark WilliamsAuditors need to be accountable for delivering value (assessment of risks aligned with strategic imperatives), but require value in return (input, information, access) from their auditees, business leaders, and other stakeholders.
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Documento técnico/conteúdo editorialComplianceFinançasContabilidade e tributaçãojaneiro 18, 2022James Bond 007 and Risk Situational AwarenessPor:Michael RasmussenI am so excited about this evening! After a long wait, I am going to the new James Bond 007 movie, No Time to Die! I am making it a big deal. A group of 12 of us are going to the nice Silverspot Cinema that is amazing, with an incredible lounge area.
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Documento técnico/conteúdo editorialESGCompliancedezembro 15, 2021Carving out internal audit's role in ESG reportingPor:Kevin GouldDiscover how internal audit's role in ESG reporting can streamline your reporting process. Find out more in our article.
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Documento técnico/conteúdo editorialComplianceFinançasContabilidade e tributaçãodezembro 01, 2021Preparing tomorrow’s auditors for audit analyticsAudit professionals from PwC recently teamed up with educators from the University of Pretoria (UP) in South Africa to provide an overview of incorporating data analytics into internal auditing.
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Documento técnico/conteúdo editorialCompliancenovembro 12, 2021Successfully implementing an internal audit data analytics strategyPor:Jonathan ChapmanOver the last few years, the use of data analytics activity in Internal Audit function has exploded. The advances we have seen in the collection and storage of data, alongside the development of...
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Documento técnico/conteúdo editorialComplianceFinançasContabilidade e tributaçãooutubro 28, 20215 benefits of data analytics for internal auditLearn how data analytics can help internal audit teams in several ways, such as improving risk management and enhancing audit efficiency.
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Documento técnico/conteúdo editorialComplianceoutubro 28, 2021The power of combined assurance for internal auditCombined assurance, led by internal audit, can provide several benefits such as minimizing overlap among assurance groups and improving risk management.
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Documento técnico/conteúdo editorialComplianceoutubro 28, 20213 agile auditing examples for internal audit teamsSome of the best agile auditing examples include using agile frameworks to prioritize risk, improve stakeholder engagement and streamline workflows.
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Documento técnico/conteúdo editorialComplianceoutubro 01, 2021Changing the internal audit function – Organise to deliver through developing a culture of continuous internal audit improvementPor:Jonathan ChapmanThis series of articles has consistently argued that internal audit functions that deliver the highest value and help protect their organisations from damaging control failures are those that continue to innovate and adapt how they work.
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Documento técnico/conteúdo editorialComplianceFinançasContabilidade e tributaçãoagosto 31, 2021Changing the internal audit function – Align all activity to the strategic outcomesPor:Jonathan ChapmanDefining the specific internal audit initiatives on which you should target your finite change time, effort, and budget.
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Documento técnico/conteúdo editorialComplianceFinançasContabilidade e tributaçãoagosto 23, 2021Why iterative agile audit delivery is a game changerPor:Mark WilliamsDelivering an audit that has the potential to be many months of work in small iterations, one- or two-week timeboxes or sprints, is a game-changer for many audit departments. Here’s why.
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Documento técnico/conteúdo editorialComplianceFinançasContabilidade e tributaçãoagosto 16, 2021Changing the internal audit function - Developing functional outcomesPor:Jonathan ChapmanIn order to successfully target your finite resources on changes that will really turn the performance dial and move you closer to achieving your Internal Audit Purpose, you need to develop clear functional outcomes.
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Documento técnico/conteúdo editorialComplianceFinançasContabilidade e tributaçãojulho 26, 2021Agile audit framework: A guide for internal audit teamsUsing an agile audit framework can benefit internal audit teams that want to be able to adapt audit plans based on current risks and business priorities.
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Documento técnico/conteúdo editorialComplianceFinançasContabilidade e tributaçãojulho 26, 2021Changing the internal audit function - Developing your internal audit purposePor:Jonathan ChapmanHow to be successful in making changes to your internal audit function and through this change how you go about auditing the business.
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Documento técnico/conteúdo editorialCompliancejulho 26, 2021How to make internal audit presentation topics land more effectivelyPor:TeamMateTo improve management’s and the board audit committee’s receptiveness to internal audit presentation topics, aim for clarity and efficiency with audit reports.
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Documento técnico/conteúdo editorialComplianceFinançasContabilidade e tributaçãojulho 26, 2021Analytics: So how do I get started?Por:Ken PetersenFive points to consider if you are just starting or considering where to focus next with a robust analytics program
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Documento técnico/conteúdo editorialCompliancejunho 09, 2021Become more agile with TeamMate+Por:Sio NaidooAgile audit methodology allows internal audit teams to increase efficiency, improve focus, foster greater collaboration, promote meaningful communication, and become more responsive to the needs of management and the board.
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Documento técnico/conteúdo editorialCompliancemaio 20, 202110 etapas para resolver problemas de mercado em um processo de auditoria internaPor:Colleen KnuffRecentemente falei com um auditor que estava lamentando sobre sua empresa estar contratando...
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Documento técnico/conteúdo editorialComplianceFinançasContabilidade e tributaçãoabril 08, 2021Leading for agility: Key behaviors of an agile-minded internal audit leaderPor:Mark WilliamsBeing more agile-minded will help you capitalize on the collective skill and capabilities of your department – and help you become a better leader.
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Documento técnico/conteúdo editorialComplianceFinançasContabilidade e tributaçãomarço 23, 2021Want audit analytics on every audit?Por:Ken PetersenYou are not alone. Eighty-eight percent of audit teams are either in the process or plan to make analytics a part of every audit, according to TeamMate Audit Benchmark.
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Documento técnico/conteúdo editorialCompliancemarço 09, 2021Is my RCM mature enough?Por:TeamMateAs an auditor, there are specific steps I can take to increase production year-over-year, but with the help of TeamMate, becoming more efficient is made easier.
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Documento técnico/conteúdo editorialComplianceFinançasContabilidade e tributaçãofevereiro 18, 2021Being agile in internal audit: 5 top tips to get startedPor:Mark WilliamsBeing agile is to be adaptive, responsive, and nimble. It’s often said that being agile is the difference between being a huge super-tanker and a small speedboat when it comes to changing direction or course correction.
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Documento técnico/conteúdo editorialComplianceFinançasContabilidade e tributaçãofevereiro 02, 2021How TeamMate can help teams with data-driven auditsPor:Stefan DavisThe choice of which tool to use can sometimes be bewildering, but TeamMate Audit Benchmark found that the Audit teams with the most penetration of data analytics are those that are leveraging multiple different tools.
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Documento técnico/conteúdo editorialCompliancejaneiro 19, 2021How TeamMate+ can help teams with dynamic risk assessmentPor:Jonathan PizarroThe pandemic has impacted every industry, every region, and nearly every profession. Safety regulations and requirements implemented by governments worldwide, and organizations’ desire to protect their staff, suppliers, distributors, and customers.
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Documento técnico/conteúdo editorialCompliancedezembro 10, 2020How is data analytics used in auditing?Por:Ken PetersenThe term Data Analytics is a generic term that means the analysis of data. Hence the term gets used within the world of auditing in many ways.
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Documento técnico/conteúdo editorialComplianceFinançasContabilidade e tributaçãodezembro 03, 2020Key success factors for your data analytics programPor:Ken PetersenData analytics are about one thing—extracting actionable intelligence and valuable insights from data to provide stakeholders with a deeper understanding of their business. By capitalizing on the wealth of data organizations have available, Internal Audit can provide greater assurance across the three lines of defense and position themselves as a trusted partner.
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Documento técnico/conteúdo editorialComplianceFinançasContabilidade e tributaçãonovembro 30, 2020Data literacy in internal auditPor:Colleen KnuffData literacy is the ability to read, understand, create and communicate data as information.
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Documento técnico/conteúdo editorialCompliancenovembro 06, 20203 things audit teams can do today to adopt a data-driven analytics approachPor:Stefan Davis“Where there is data smoke, there is business fire” warned Thomas C. Redman in his book Data Driven yet only half of audit teams are performing data analytics on every audit, according to Wolters Kluwer’s TeamMate Audit Benchmark
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Documento técnico/conteúdo editorialContabilidade e tributaçãoComplianceFinançasoutubro 27, 2020Data APIs: An approach for internal auditorsPor:Colleen KnuffAlmost all global organizations utilize digital tools and strategies to make data-driven decisions.
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Documento técnico/conteúdo editorialComplianceFinançasContabilidade e tributaçãooutubro 14, 2020Moving to continuous risk assessment is a change worth makingPor:Jonathan PizarroMany organizations around the world reject even the thought of changing the status quo or getting out of their established routines, moving to continuous risk assessment is a change worth making.
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Documento técnico/conteúdo editorialComplianceFinançasContabilidade e tributaçãoagosto 10, 20205 critical success factors when implementing an audit management systemPor:Phil Pierre-AntoineSo, you have selected your Audit Management solution and now it is time to implement. What’s next?
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Documento técnico/conteúdo editorialCompliancejulho 22, 2020How to get the best ROI from your audit management softwarePor:TeamMateSoftware developers take advantage of product usage information to enhance performance and make quick software changes to maximize utilization. These capabilities aren’t limited to just software developers, though.
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Documento técnico/conteúdo editorialContabilidade e tributaçãoFinançasCompliancejunho 11, 2020Addressing the talent gapPor:TeamMateAudit teams, both large and small, often cite talent shortage as the primary deterrent when filling open positions. Every candidate has a unique set of skills, and unfortunately, we may have pass up a person with a great resume if we are trying to hire to fill a specific need in our department.
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Documento técnico/conteúdo editorialContabilidade e tributaçãoFinançasCompliancemaio 29, 2020Mindful communication for remote auditingPor:TeamMateCommunication skills are always ranked among the most important skills for auditors, and working remotely really puts our communication skills to the test.
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Documento técnico/conteúdo editorialContabilidade e tributaçãoFinançasCompliancefevereiro 13, 2020What's a data-driven audit?Por:Ken PetersenDoesn’t it seem that the term “data-driven” is getting tossed around quite a bit these days? You’re probably even seeing and hearing the term “data-driven audits”. So, what does “data-driven audit” mean?
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Documento técnico/conteúdo editorialComplianceoutubro 08, 2019How OKRs will help internal audit evolvePor:Colleen KnuffAre we setting the right goals within internal audit? Will the achievement of these goals help us evolve in an age where the pace of change is staggering?
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Documento técnico/conteúdo editorialComplianceAtualizadofevereiro 20, 2020Is your audit department “highly effective”?Por:TeamMateToday's fast-paced and evolving business environment requires an internal audit to consider its capabilities and needs to ensure appropriate strategic planning.
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Documento técnico/conteúdo editorialContabilidade e tributaçãoFinançasComplianceAtualizadofevereiro 20, 2020Top 3 areas for improving your audit departmentPor:TeamMateIn the past eight years, I have worked with more than 500 audit departments. Most of the people I talk to every day are looking for a solution to their unique requirements.
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Documento técnico/conteúdo editorialCompliancejaneiro 16, 2019Top 7 analytics tests for T&E expensesPor:TeamMateAll expense policies have their own nuances, but there are some simple tests that we should include in every T&E audit analytics program.
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Documento técnico/conteúdo editorialComplianceagosto 17, 2018The 7 habits of highly ineffective auditorsPor:TeamMateIn most audit departments, some individuals are great examples of what not to do. Let's look at some bad habits in audit and how to avoid them.
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Documento técnico/conteúdo editorialComplianceAtualizadooutubro 05, 2023Why auditors clash with managementPor:TeamMateWe can plot people on a continuum based on their understanding of risk versus their willingness to accept risk. Learn how internal audit can work better with management.
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Documento técnico/conteúdo editorialComplianceAtualizadosetembro 28, 2021The value of assurance mappingPor:TeamMateThe risk coverage map serves as both a responsibility chart as well as a way to demonstrate to management which risks are getting the most attention by all aspects of the organization.